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Leading Practices for Documenting Your BSA High-Risk Reviews and Onsite Visits – 09.26.19

$249.00

A significant BSA regulatory requirement is performing high risk reviews. The purpose of high-risk reviews is to ensure that the financial institution has identified, recognized the risks and documented the aggregated risks associated with the continuation of a high-risk customer. This webinar will take attendees through a detailed review of how high-risk reviews should be performed, leading practices on what should be included in the high-risk review and how the financial institutions should incorporate the physical onsite visits into the overall review of such high-risk review

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Save 20% when you buy 3 or more webinars 3 - 999 20 %
SKU: LeadingPracticesForDocumentingBSA092619 Category: Tags: ,

Description

A significant BSA regulatory requirement is performing high risk reviews. The purpose of high-risk reviews is to ensure that the financial institution has identified, recognized the risks and documented the aggregated risks associated with the continuation of a high-risk customer. This webinar will take attendees through a detailed review of how high-risk reviews should be performed, leading practices on what should be included in the high-risk review and how the financial institutions should incorporate the physical onsite visits into the overall review of such high-risk reviews.

Topics include:

  • Background information relating to the high-risk customer
  • FFIEC guidelines for determining high risk customers
  • FinCEN expectations for high-risk reviews
  • Important components to include in your high-risk reviews;
  • Common regulatory findings in high-risk reviews;
  • Recent enforcement actions addressing weak high-risk programs
  • Leading business practices for performing and tracking ongoing high-risk reviews.

Who Should Attend?

  • Front line BSA/AML Staff
  • Account Opening Staff
  • Risk Managers
  • BSA/AML Officers
  • Compliance Officers
  • BSA/AML Audit Staff
  • Auditors
  • BSA/AML Consultants