9.14.2022 from 2:00pm to 3:00pm
Financial institutions play a significant role in the financial space as they hold the assets of a customer. Based on this fact, financial institution records and funds on deposit often become the center of legal disputes and governmental enforcement actions such as 314a requests, subpoenas, garnishments, and tax levies. In addition, certain states have requirements when filing a SAR to report to a regulatory body. This session focuses on how to implement a practical process for the receipt and handling of these law enforcement requests. What are the requirements for each type of request? What are the deadlines? What are the rights of the financial institution? This webinar takes attendees through each type of request, provides the requirements for each request and how to implement a practical process that works for all areas of the financial institution.
Who Should Attend?
8.17.2022 from 2:00pm to 3:00pm
8.19.2022 from 11:00am to 12:00pm
8.23.2022 to 8.26.2022
8.26.2022 from 11:00am to 12:00pm
9.02.2022 from 11:00am to 12:00pm
9.07.2022 to 9.09.2022
9.09.2022 from 11:00am to 12:00pm
9.12.2022 from 2:00pm to 3:00pm
9.13.2022 from 12:00pm to 1:00pm
9.13.2022 from 2:00pm to 3:00pm
Help your staff stay ahead and learn about the most pressing risk management best business practices associated with payments, fraud, BSA/AML, cybersecurity & more