Member Login



BSA Officer Roundtable on Challenges, Opportunities and Best Business Practices

BSA Officer Roundtable on Challenges, Opportunities and Best Business Practices

5.04.2021 from 2:00pm to 3:00pm

Financial institutions play a significant role in the financial space as they hold the assets of a customer. Based on this fact, financial institution records and funds on deposit often become  the center of legal disputes and governmental enforcement actions such as 314a requests, subpoenas, garnishments, and tax levies.  In addition, certain states have requirements when filing a SAR to report to a regulatory body.  This session will focus on how to implement a practical process for the receipt and handling of these law enforcement requests.  What are the requirements for each type of request? What are the deadlines? What are the rights of the financial institution? This webinar will take attendees through each type of request, provide the requirements for each request and how to implement a practical process that works for all areas of the financial institution.

Topics include:

  • Review of each type of law enforcement request
  • Best business practices for responding to these requests
  • Special reporting requirements
  • Common issues resulting in regulatory scrutiny based on these requests

Who Should Attend?

  • BSA/AML Officers and Support Staff
  • Branch management
  • Information Technology Officers
  • Information Security Officers
  • Customer Service Representatives/Tellers
  • Call Centers
  • Electronic Banking
  • Risk Managers
  • Deposit Operations
  • Compliance Managers
  • Internal Auditors
  • Executive Management
  • Board of Directors

Upcoming Events

Learning Opportunities to Empower

April 2021

May 2021


5.13.2021 from 2:00pm to 3:00pm

BSA/AML/OFAC Board Training

All Events

Educate & Empower Your Staff

Membership gives you access to essential webinars & educational tools

Help your staff stay ahead and learn about the most pressing risk management best business practices associated with payments, fraud, BSA/AML, cybersecurity & more

Missed a webinar?

Browse and buy webinars now in our archive

It’s easier than ever to train yourself and your staff with our archive of webinars, packed with the most recent and relevant risk and fraud mitigation tactics, regulatory guidance, and more!


2021 Membership Enrollment

Save your organization time and money with empowering benefits

  • Exclusive Member Only Webinars on Risk Trends and Leading Business Practices
  • Ongoing Risk Management Expert Support Services
  • Bi-Annual Risk Management and Strategy Roundtable Meetings
  • Brandable Communication Resources
  • Assistance with Gap Analysis between insurance policy & internal controls
  • Assistance with preparing communications for board of directors meetings
  • 11 additional webinars included (44 total annually)
  • Team-specific training packages
  • Complimentary 2021 NACHA Operating Rules Online Resource